Important Notice: The 2026 CPD registration is now open. Welcome to inquire and register.

ABOUT HKLFI

HK Finance and Legal Professional Training Institute

We (HKFLI), derived from the Axis Legal and Compliance Services Co. Ltd, are a professional union of practicing lawyers, accountants, licensed and senior participants in securities/insurance/banking industries. We have been working closely with regulators and stakeholders to promote the professional standards for the legal and financial service sectors since 2013.

Talent Development

HKFLI aspire to assist young talents, including undergraduates, to enter and grow in HK legal and financial industries. We provide preparation courses for licensing qualification exams of various financial sectors, and also a range of oriental courses/seminars for new joiners in different financial sectors to equip them with necessary industrial, compliance and legal knowledge they need to master in the course of their development as financial service experts in Hong Kong.

"Our professional members always believe that the ONLY way to keep HK's financial and legal sectors prosperous is to train young talents and attract them entering the sectors."

Community

By arranging seminars, events, luncheons and forums, HKFLI endeavour to build a strong network and community among professionals across HK's legal and financial sectors, running a platform that allow potential joiners, young talents and experienced participants to grow and advance together.

Compliance

In response to the ever-changing regulatory landscape in HK's legal and financial sectors, HKFLI continues to work on raising the compliance awareness of current participants and new joiners, focusing on holding regular events/forums/workshops and providing efficient CPD activities to share real operational experience, actual complaint and court cases. Participants will therefore learn from the sharing and know how to avoid pitfalls when performing daily tasks.

Governance

HKFLI's developers, organizers, trainers and speakers are specialized practitioners who command at least 10 years of experience in areas of legal services, banking, securities, insurance and other financial services. Their activities and courses, however, are reviewed, commented and governed by our Quality Assurance Committee regularly. Feedbacks from participants are collected and directly followed up by our Quality Assurance Committee, who will then report to the Board for future enhancement and rectification, if necessary.

"The structure of HKFLI is designed to guarantee a self-contained quality assurance mechanism in place."

Accredited CPD/CPT

e-learning

To fulfill our value, provision of efficient CPD/CPT is the key.In addition to "traditional" face-to-face classroom training or webinar, we provide accredited online CPD/CPT courses, attendants enjoy the following convenience:

On demand, attending and leaving the course anytime and anywhere, resuming the course right at the last visit slide
Saving time and energy on travelling to attend classroom, attending the course in front of your PC or Mobile Device
Up-to-date contents and case sharing

Accredited CPD/CPT

Classroom/Virtual Lesson

On demand, attending and leaving the course anytime and anywhere, resuming the course right at the last visit slide
Saving time and energy on travelling to attend classroom, attending the course in front of your PC or Mobile Device
Up-to-date contents and case sharing

All HKFLI's CPD courses for solicitors, insurance and securities intermediaries, and participants of MSO and money lenders are accredited by respective governing bodies and/or designed by respective Guidelines:

Law Society of Hong Kong
Securities and Futures Commission
Insurance Authority (via HKCAAVQ)
Customs & Excise Department
Mandatory Provident Fund Schemes Authority
Companies Registry (for licensed Money Lenders)

Frequently Asked Questions

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